Code of Ethics

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Our mission is to serve Federal professionals with our exceptional combination of knowledge, expertise, and dedication. At all times, we stand for the following:

1. Objectivity

Trust is paramount in any financial relationship. Advisors at STWS strive to earn this trust by providing unbiased recommendations without regard to compensation.

2. Competence

Ongoing education and training are hallmarks of competent financial advisors. STWS provides ongoing training to its employees, and they, in turn, stay current with industry standards and financial information unique to the Federal workplace.

3. Confidentiality

Every financial firm and its advisors have the responsibility of safeguarding clients’ and prospects’ personal and financial information. STWS takes the utmost precaution to protect your information.

4. Professionalism

A client is entitled to courteous service from their advisor and all other associates. Advisors at STWS conduct themselves in a respectful manner in all business-related activities.

5. Compliance

The financial services industry requires professional credentials for all advisors. Advisors at STWS meet and maintain applicable licensing requirements, and they avail themselves of regular audits by internal and third party supervisory organizations.

6. Fairness

Trustworthy financial firms provide accurate information about investments and associated risks and fees. Advisors at STWS are transparent in financial dealings by disclosing potential conflicts of interest and by clearly disclosing fees and/or commissions.

7. Integrity

High-quality financial advisors demonstrate a commitment to the client’s best interest. At STWS, all advisors and other members of the team observe honesty and diligence at all times without exception.

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    Investment advisory services offered through Raymond James Financial Services, Inc. Serving Those Who Serve (STWS) is not a registered broker/dealer and is
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